Automate the Registration Process
CAESAR Registrar is an Internet based application that guides representatives through a simple wizard to complete their U4, Outside Business Activity, and Disclosure forms. Once approved by the back office, the U4 is electronically routed to the CRD. Reps can also auto populate required Broker Dealer forms at the same time, greatly streamlining the registration process. CAESAR Registrar allows reps to schedule an appointment to be fingerprinted through Priderock. Prints are scanned for accuracy and routed to third parties such as FINRA and FBI.

Simple Yet Technologically Advanced
Automating the registration process makes the representatives first experience with your organization efficient and user friendly, giving you a competitive edge against your competition. Equally important, it provides the back office with tools to better evaluate reps and make more effective decisions about whom to hire. CAESAR Registrar can cut down the registration process by days or even weeks with the electronic submission of data between back office, rep and FINRA. The efficiency and productivity of your staff will be greatly increased. CAESAR Registrar can be deployed as a stand-alone system or as part of the comprehensive CAESAR Enterprise Solution.

Click on the links below to learn more about this powerful registration solution: